True Potential are a market leader providing wealth management advise in pensions and investments. With over 15+ years’ experience, we are an award-winning business working with 20% of the UK’s Financial Advisors.

We have created an inclusive and empowered culture where innovation, creativity, agility, and leadership are rewarded.

By using technology to drive change, we are revolutionising wealth management and delivering innovative solutions that are built for the future, making it a dynamic and exciting place to grow your career.

The role:

As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.

Duties and responsibilities:

• Ensure client files are in compliance with regulatory standards and internal policies
• Files submitted and checked via in house back office system
• Assisting answering enquiries from advisers by email and telephone

Benefits:

• Hybrid working
• Performance based bonus (£500 monthly, after 3 months qualifying period)
• Further qualifications paid for by firm with support from external training companies
• Potential future progression into an employed paraplanning or advice role
• Company/team events throughout the year
• Company pension contribution (increases with length of service)
• Free on-site parking
• 30 days annual leave, including Bank Holidays (increases with length of service)
• True Potential Rewards – Cashback on online purchases
• True Potential Academy – Allowing our employees to develop their career within the wealth management sector
• Refer a Friend Award