Background
True Potential Wealth Management LLP is one of the fastest-growing financial advisory firms in the UK. We deploy advanced technology and systems which enable our Wealth Management Partners to increase their productivity, reduce overheads and increase their value. We employ state of the art systems to provide the highest level of Training & Competence support to our Wealth Management Partners. The advanced technology allows for all aspects of Training & Competence to be dealt with remotely.
Aims:
- Reporting to Head of Training & Competence.
- Building supervision relationships with Wealth Management Partners: Providing support to Wealth Management Partners on all aspects of training, competency and compliance in accordance with established standards and internal procedures.
- Provide ongoing supervision to True Potential Wealth Management Partners in line with supervisory standards set within the function.
Job Role and Description:
The following activities are included in the True Potential electronic Training and Competence reporting systems:
- Managing induction and supervision of new entrants.
- Provision of technical, supervisory and compliance support to new and existing advisers.
- Completion of annual and additional risk based one to ones with advisers.
- Collating data and recording results on the system, identification, and reporting of trends by adviser or firm level.
- Providing appropriate feedback both written and verbal to individual advisers.
- Performing and recording further reviews on an ongoing basis.
- Liaison with colleagues within the firm across the training and administration functions where necessary Operating within defined targets and objectives (volume and quality of Key Performance Indicators)
- The individual will be expected to learn other aspects of compliance with a view to providing cover whenever needed.
